Description:
My client a leading financial institution is seeking seeking a Compliance Officer to join their team. The ideal candidate will have a strong background in AML, regulatory compliance management, and risk management practices.
Key Responsibilities:
- Support the Head of Compliance with the implementation and maintenance of an effective, integrated, proactive, and risk-based program for the management of regulatory, compliance, and reputational risk for our business platforms
- Accountable for the quality and consistency of compliance performance under all relevant governing laws, regulations, directives, standards, and guidelines in relation to our businesses
- Provide value-added advice and guidance to the various businesses to embed ownership for Compliance Risk within the business
- Support and enable business objectives by ensuring relevant businesses are equipped to meet regulatory requirements
- Maintain constructive and strong working relationships with all relevant banking, securities, and other regulators that impact our businesses
- Provide necessary information and effective collaboration with the Compliance Monitoring & Oversight Team supporting an efficient execution of the compliance monitoring programs and oversight activities
Qualifications and Skills:
- 2-7 years of relevant experience in AML, regulatory compliance management, and risk management practices
- Degree educated in analytical subjects including economics, audit, risk management, and legal
- Strong knowledge of AML, compliance, and regulatory risk management practices
- Understanding of EU and local regulations preferred
- Works well in a matrix environment
- Excellent communication, interpersonal, and stakeholder management skills