Description:
We are now at a hugely exciting juncture with significant global expansion plans. To support the
Group’s ambitious strategy, we are now looking to recruit a Director of Risk and Compliance. The
Director of Risk and Compliance will establish and lead a streamlined, coordinated and cohesive
approach to governance, risk and compliance to strengthen and support a strong and effective
risk management culture across the DM Group. The Director of Risk and Compliance will play a
pivotal role in ensuring the DM Group achieves its governance, risk and compliance strategy.
You will be joining an expanding international business which has strong growth plans, both
organically and through acquisition. It is a challenging role that offers the right candidate an
opportunity to develop your skillset and grow within a fast-paced environment.
The ideal candidate will be an energetic team player who is technically strong, enjoys a challenging
and dynamic work environment and possesses the organisational skills to manage multiple
competing priorities.
What you will be doing
Ensuring senior management remain informed of regulatory, legislative and best practice
changes and their obligations under these changes and how they impact the Group
Responsible for maintenance and continued effectiveness of the Risk Registers for all
group entities to ensure they remain current and fit for purpose
Providing regular reports to boards of directors and CEO detailing any current issues or
information as required.
Corporate governance involving external risk reporting to stakeholders
Working with business lines in relation to KYC, AML procedures and independence
consultations
Continually promoting a risk awareness culture within the business
Ensuring compliance with regulatory obligations whilst taking a commercial and practical
approach to risk based challenges and offer appropriate solutions
Monitoring the client on-boarding teams driving efficiency in all processes to most
effectively adhere to our procedures and risk appetite
Ensuring that the company adheres to all applicable legal standards as well as internal
policies and procedures
Ongoing monitoring of the regulatory environment in which the company operates,
assessing the impact of any changes and determining the appropriate response
Assisting in communicating and/or providing training to management and staff on risk and
compliance related matters
Reporting to Regulators and Professional Bodies as required
Managing, in co-operation with Business Line Lead, any Regulatory audits that occur
Continually driving for enhanced efficiency and client service (internal and external) in all
Risk and Compliance processes
Managing the successful delivery of compliance projects ensuring technical excellence and
a practical/business driven approach. Supporting and leading on Group projects as
assigned
What will you need
Strong knowledge of and background in financial services entities and professional and
financial service entity regulation
Demonstrate experience of senior management and stakeholder management.
Be a self-starter and a pragmatic problem solver
Possess a drive to continuously build and master key technical, functional and professional
skills
An ability to effectively manage a demanding workload with tight deadlines in a fast-paced,
challenging and demanding environment
Excellent written and verbal communication skills
A legal entitlement to work in Ireland
What we are looking for
Willingness to work in a collaborative, client focused team environment
Highly motivated to perform and develop
Accuracy and accountability
Work of the highest quality and technical competence
Ethics and integrity when dealing with colleagues
Organization | DM Financial |
Industry | Accounting / Finance / Audit |
Occupational Category | Director of Risk and Compliance |
Job Location | Cork,Ireland |
Shift Type | Morning |
Job Type | Full Time |
Gender | No Preference |
Career Level | Intermediate |
Experience | 2 Years |
Posted at | 2023-03-01 11:36 am |
Expires on | 2024-12-23 |