Investment Banking Broker Dealer

Description:

We currently have a number of vacancies offered on contracts of indefinite duration across a number of teams in the Investment Banking Broker Dealer Division (IBBD) and the Banking Supervision Division (BSD) in the Credit Institutions Directorate. These roles are aligned with the Bank Executive grade and the BE salary scale applies. Please click here for further information on our salary scales.

IBBD and BSD are involved in the supervision of Retail and International SIs and LSIs, Complex Investment Firms and Payment and E-Money Institutions, along with Policy Implementation.
These roles are based across the Complex Investment Firm Supervision Team in IBBD, the Payments and Electronic Money Institution team, the SI Retail Banking Supervision Team and the Banking Policy Implementation team in BSD.

• Complex Investment Firm Supervision Team, IBBD- This team assumes responsibility for the supervision of a portfolio of large and complex MiFID investment firms, comprising broker dealers, high-frequency/algorithmic market makers and proprietary trading firms. The Supervision Team delivers a risk based, outcome focussed approach to supervision through the PRISM engagement model, in order to ensure compliance with regulatory requirements (e.g. Investment Firm Regulations, MAD/MAR, CRD IV/CRR, EMIR, BRRD, CSDR and SFTR).
• Payments and Electronic Money Institution (PIEMI) team, BSD – the PIEMI team is responsible for the prudential and conduct supervision of authorised PIEMI’s in Ireland.
• SI Retail Banking Supervision Team, BSD - The supervision team is responsible for the day-to-day supervision of an SSM Significant Institutions (SI), which is managed jointly with the SSM as part of a Joint Supervision Team (JST).
• Banking Policy Implementation team, BSD – The Policy Implementation Team is responsible for ensuring that EU and domestic legislation impacting Irish SIs and LSIs is effectively implemented into BSD supervisory procedures and practices.