Investment Compliance Specialist

 

Description:

Full Job Description

An investment manager are looking for an investment compliance specialist to join their Dublin team. The company has a hybrid working model alongside flexi hours.

Main responsibilities of the investment compliance specialist:

  • Carry out compliance monitoring on the business
  • Review marketing materials to ensure they are in line with regulations
  • Develop and maintain policies and procedures
  • Prepare reports for senior management
  • Monitor investment guideline breaches
  • Deliver training to staff on investment compliance

As an ideal candidate for this role you will have previous experience in a UCITs or AIFMD firm within a compliance audit or risk role. You will be looking to join a company with large career growth potential. You will have excellent written and spoken communication skills.

Organization Robert Walters
Industry Accounting / Finance / Audit
Occupational Category Investment Compliance Specialist
Job Location Dublin,Ireland
Shift Type Morning
Job Type Full Time
Gender No Preference
Career Level Intermediate
Experience 2 Years
Posted at 2023-03-16 6:21 am
Expires on 2024-12-05